Gold Rush: scrambles in front of a bank to buy gold. The last days of Kuomintang, Shanghai, 1948 Photograph: Fondation Henri Cartier-Bresson / Magnum Photos
What were the CIA’s assessments of the GMD and the CCP?
How accurate were these asessments?
What was the best course of action for the US?
Economic crises
Hyper-inflation 1 Million Yuan note from the Central Bank of China printed 1949
Costly and timely reconstruction
Capital flight through foreign banks protected by unequal treaties
Military costs create major deficits in treasury
Hyperinflation leads to military failure: Poor pay, corruption, and desertion of GMD military and civilian employees
Discuss: What now?
Four-way:
United States
Soviet Union
Nationalist Party
Communist Party
Discuss:
Most likely outcome
Best outcome / alternative
Why?
Limits of American Diplomacy
Neither the GMD nor the CCP was willing to make major concessions.
The CCP
Gained political influence during and after the war.
Refused to give up military control for a role in the GMD government.
Wanted democratization first.
The Nationalist
Confident in their military strength and American support.
Refused to compromise, believing concessions would weaken their rule.
Demanded the CCP submit its military.
A New Opening: Manchuria
Map of Manchukuo
At the time of Japan’s surrender in August 1945:
1 million Japanese troops in China proper
1 million in Manchuria
1.75 million Japanese civilian
Fight over Manchuria
Map of Manchuria
As negotiations faltered, clashes between GMD and CCP forces escalated in northern China:
The U.S. helped transport GMD troops to the region, increasing competition for territory with the CCP.
The CCP sought control of Manchuria with support from the Soviet Union after their entry into the war.
Out-manoeuvered
Map of Three Major Campaigns
Three major campaigns:
Liaoshen Campaign (Sep 1948 – Nov 1948): Control of Manchuria
Huaihai Campaign (Nov 1948 - Jan 1949): The north of Yangtze River
Pingjin Campaign (Nov 1948 - Jan 1949): End of GMD dominance in North China; take-over of Beijing and Tianjin
What did the GMD do wrong?
Map of Chinese Civil War
Tactical errors: Fighting in Manchuria, squandering advantage
Corruption and mismanagement alienated economic and intellectual elites
Failure to compromise: Solving conflict with CCP through military offensives
What did the CCP do right?
Soldiers studying
Luck: Disintegration and failings of the GMD
Help from outside: A Creation of Soviet Union?
Mao Zedong as master tactician? Result of superior strategy and organizational methods
From Civil War to Cold War
Mao Zedong with Stalin
China was moving toward civil war in 1945-46 amid escalating U.S.-Soviet conflicts.
The CCP-GMD conflict was influenced by changes in Soviet and American policies toward East Asia.
Fall of two empires (British and Japanese) and rise two new empires (US and Soviet)
The Chinese civil war as the beginning of Cold War in East Asia.
Thinking about the Communist Revolution
Shaanxi province (China), Chinese Red Army soldiers marching through town, Harrison Forman collection
Ideological cohesion of revolutionary leadership
Prolonged military struggle and size of final engagements
One of only two Third World countries (the other being Cambodia) to win control through military campaign
Foundation of authoritarian resilience: PRC in power longer than the Soviet Union
Key questions
Chinese Communist troops enter Peking (now Beijing) in 1949
How did the CCP transition from underground party to ruling regime?
How to build socialism in China?
What is the place of socialist China in the world? Impact of the Korean War and the Cold War
Difficulties of studying the Mao era
Celebrations for the ninth anniversary of the People’s Republic, 1959
Totalitarianism: Was Mao’s China a totalitarian state?
Mao Zedong: What was his role?
Change and continuities: Was there a 1949 divide?
Modernization vs. Revolution: How to situate the Mao era?
“The Chinese people have stood up”? Challenges facing the CCP
Mao proclaming the founding of the People’s Republic of China, Oct 1, 1949
Regime founded on military conquest
Unproven legitimacy and few roots to local society
Little experience with governing urban areas
Economic crises: inflation, wartime destruction
4.5 million party members (many rural and illiterate) to rule a nation of 541 million
Shaky foundation: exodus of capital and talents to Taiwan
Discuss: Advice to the CCP
Mao proclaming the founding of the People’s Republic of China, Oct 1, 1949
What should the party do?
What shouldn’t it do?
List top priorities for pomestic policy and foreign relations
Four key priorities
Harvest in Shaanxi province, 1957
Establish a governing apparatus for uniting the country
Restore national economy, especially urban and industrial sectors
Consolidate cntrol over the countryside
Cement relationship with the USSR
Leaning to one side
Stalin and Mao
Treaty of Friendship, Alliance, and Mutual Assistance (Feb 1950)
10K+ Soviet experts and 150+ joint enterprises from 1953-1960
China as part of socialist bloc and extension of Cold War to Asia
What Soviet lessons?
The Soviet model offered not a singular template, but conflicting lessons to the CCP:
New Economic Policy
Lenin’s pragmatic and moderate program (1921–1927)
Retreat from full communism, allowing for some private enterprise and market mechanisms after the Russian Civil War.
High Stalinist models
Forced collectivization, industrialization and urbanization (1929–1934)
Bureaucratic Stalinism
Central planning and management of the economy and the state
Uneasy alliance
Stalin and Mao poster
Stalin on socialist China: “After victory, the Chinese government will be a national revolutionary and democratic government rather than a communist one”
Mao on the Soviet Union: “Big power chauvinism”, and fear of revisionism and capitalist restoration
Tension between Soviet model of hierarchical control and CCP base area practices
Road to the Korean War
Korean war map
1949-06: Soviet and American troops withdrawn; Kim Il-sung and Syngman Rhee endorsed
1950-06: President Truman dispatched the 7th US Fleet to Taiwan Strait
1950-06-25: North Korean Troops crossed the 38th parallel, eventually taking 90% of the south
Road to the Korean War, continued
Korean war map
1950-07: UN Security Council requesting US to compel North Korean withdrawal to 38th parallel
1950-09-15: General Douglas MacArthur, leading a UN force of 1.1 million troops, landed in Inchon
1950-09: George Marshall authorized MacArthur to cross the 38th and attack North Korea. Manchurian border bombed.
Discuss: How should China respond?
Stalin and Mao
Should the PRC intervene, given China’s own internal struggles and recent revolution?
Can China take on the US?
What were the potential benefits and drawbacks of entering the war?
China Enters the Korean War
American soldiers captured by Communist forces in North Korea
1950-10-08: China entered Korean War
1950-10 to 1951-06: Chinese launched five counter-attacks and pushed the Americans back at 38th parallel
1951-04: MacArthur dismissed
The Korean War: A Quagmire
North Korean civilians in the aftermath of a bombing by American
1952-11 to 1952-11: US 8th Army bogged down during the Battle of Triangle Hill, with 20k+ casulaties on both sides
1952-11: President Eisenhower elected, promising end to war
1953-03: Death of Stalin
Discuss: The Art of the Deal
An American soldier comforting a fellow infantryman whose close friend had been killed in action in South Korea in August 1950. United States Army, via Getty Images
What should be the general attitude and position at the negotiating table?
Conditions of armistice: What are the best terms? What are the bottom lines?
What are the best strategies for acceptance?
Discuss: How should the US respond?
Allied soldiers and equipment dropped by parachute in 1951.
What should be the general attitude and position at the negotiating table?
Conditions of armistice: What are the best terms? What are the bottom lines?
What are the best strategies for acceptance?
Debrief: What made the armistice so difficult?
A dazed, hooded Marine clutched a can of food during his outfit’s retreat from the Chosin Reservoir during the Korean War, December 1950.
Return of Communist PoWs would rejuvenate China’s fighting force
Need to save face: Propaganda war of “Biological weapons”
China in a better position to fight a protracted war
Korean War: A Deadly Conflict
A Korean boy amid the ruins of his home, all that remained after Americans bulldozed a path through civilian homes in Hungnam, North Korea, in December 1950. David Douglas Duncan
1953-07: Armistice concluded, with 4-km demilitarized zone along 38th and exchange of PoWs
600K Chinese killed, another 400K+ wounded
36K Americans, 520K North Koreans, 400K South Koreans
Third deadliest war of the 20th century
Military expenditures comprising of 55% of PRC gov spending, diverted from other programs
Korean War: An Unfinished War
A wounded American Marine was carried on stretcher
Divided Korea
Divided Taiwan Strait
First Taiwan Strait Crisis: 1954
Map of Taiwan Strait
The PRC began shelling and bombing ROC-held islands, especially Quemoy (Kinmen) and Matsu.
The United States supported the ROC and signed a mutual defense treaty with them.
The crisis ended with an informal ceasefire, but the PRC continued to shell the islands sporadically for years.
7th Fleet
Divided Strait
Shiyu islands off the coast of mainland city Xiamen, Fujian
A soldier from a mine disposal unit stands in front of anti-landing barricades along a coast in Kinmen on May 18, 2009.
Korean War: A Good War?
Boost to PRC prestige
China as a rising international power
Able to defend itself against superior American forces
Not just a dependent satellite of the Soviet Union
Revolutionary diplomacy
China as a protector and defender of non-Western countries
Support of Viet Minh in war against the French
Support to North Korean and North Vietnamese communist governments
Domestic boost
Regime consolidation, popular mobilization, and total transformation of Chinese society
Take-ways from Korean War
Resolutely cut off the bloody and criminal hand of the American aggressor that spreads germs!
China as key player in Cold War: not just a bipolar rivalry, but tripartite relationship
East Asia as main battlefield – and buffer – of the Cold War
China’s external behavior shaped by domestic dilemmas and challenges
Revolutionary diplomacy abroad as tool for domestic mobilization